ROCHE HLDGS AG

CUSIP: 7110388 Class: COMMON

PARADIGM ASSET MANAGEMENT CO LLC's Holding History (CIK: 0001034549)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 600 Value ($000) $157,814 Avg Close — Range —
Q2 2015
Shares 600 Value ($000) $168,209 Avg Close — Range —
Q1 2015
Shares 600 Value ($000) $165,613 Avg Close — Range —
Q4 2014
Shares 700 Value ($000) $190,137 Avg Close — Range —
Q3 2014
Shares 700 Value ($000) $207,399 Avg Close — Range —
Q2 2014
Shares 500 Value ($000) $149,132 Avg Close — Range —
Q1 2014
Shares 500 Value ($000) $149,997 Avg Close — Range —
Q4 2013
Shares 500 Value ($000) $140,102 Avg Close — Range —
Q3 2013
Shares 500 Value ($000) $134,863 Avg Close — Range —